Jared Diamond - Guns, Germs & Steel
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Guns, Germs & Steel: краткое содержание, описание и аннотация
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NECESSITY'S MOTHER • Z 5 I
War I launched whole new fields of technology. But wars can also deal devastating setbacks to technological development. (2) Strong centralized government boosted technology in late-19th-century Germany and Japan, and crushed it in China after a.d. 1500. (3) Many northern Europeans assume that technology thrives in a rigorous climate where survival is impossible without technology, and withers in a benign climate where clothing is unnecessary and bananas supposedly fall off the trees. An opposite view is that benign environments leave people free from the constant struggle for existence, free to devote themselves to innovation. (4) There has also been debate over whether technology is stimulated by abundance or by scarcity of environmental resources. Abundant resources might stimulate the development of inventions utilizing those resources, such as water mill technology in rainy northern Europe, with its many rivers—but why didn't water mill technology progress more rapidly in even rainier New Guinea? The destruction of Britain's forests has been suggested as the reason behind its early lead in developing coal technology, but why didn't deforestation have the same effect in China?
This discussion does not exhaust the list of reasons proposed to explain why societies differ in their receptivity to new technology. Worse yet, all of these proximate explanations bypass the question of the ultimate factors behind them. This may seem like a discouraging setback in our attempt to understand the course of history, since technology has undoubtedly been one of history's strongest forces. However, I shall now argue that the diversity of independent factors behind technological innovation actually makes it easier, not harder, to understand history's broad pattern.
for the purposes of this book, the key question about the laundry list is whether such factors differed systematically from continent to continent and thereby led to continental differences in technological development. Most laypeople and many historians assume, expressly or tacitly, that the answer is yes. For example, it is widely believed that Australian Aborigines as a group shared ideological characteristics contributing to their technological backwardness: they were (or are) supposedly conservative, living in an imagined past Dreamtime of the world's creation, and not focused on practical ways to improve the present. A leading historian of Africa characterized Africans as inward looking and lacking Europeans' drive for expansion.
2. 5 2. • GUNS, GERMS, AND STEEL
But all such claims are based on pure speculation. There has never been a study of many societies under similar socioeconomic conditions on each of two continents, demonstrating systematic ideological differences between the two continents' peoples. The usual reasoning is instead circular: because technological differences exist, the existence of corresponding ideological differences is inferred.
In reality, I regularly observe in New Guinea that native societies there differ greatly from each other in their prevalent outlooks. Just like industrialized Europe and America, traditional New Guinea has conservative societies that resist new ways, living side by side with innovative societies that selectively adopt new ways. The result, with the arrival of Western technology, is that the more entrepreneurial societies are now exploiting Western technology to overwhelm their conservative neighbors.
For example, when Europeans first reached the highlands of eastern New Guinea, in the 1930s, they "discovered" dozens of previously uncon-tacted Stone Age tribes, of which the Chimbu tribe proved especially aggressive in adopting Western technology. When Chimbus saw white settlers planting coffee, they began growing coffee themselves as a cash crop. In 1964 I met a 50-year-old Chimbu man, unable to read, wearing a traditional grass skirt, and born into a society still using stone tools, who had become rich by growing coffee, used his profits to buy a sawmill for $100,000 cash, and bought a fleet of trucks to transport his coffee and timber to market. In contrast, a neighboring highland people with whom I worked for eight years, the Daribi, are especially conservative and uninterested in new technology. When the first helicopter landed in the Daribi area, they briefly looked at it and just went back to what they had been doing; the Chimbus would have been bargaining to charter it. As a result, Chimbus are now moving into the Daribi area, taking it over for plantations, and reducing the Daribi to working for them.
On every other continent as well, certain native societies have proved very receptive, adopted foreign ways and technology selectively, and integrated them successfully into their own society. In Nigeria the Ibo people became the local entrepreneurial equivalent of New Guinea's Chimbus. Today the most numerous Native American tribe in the United States is the Navajo, who on European arrival were just one of several hundred tribes. But the Navajo proved especially resilient and able to deal selectively with innovation. They incorporated Western dyes into their weav-
NECESSITY'S MOTHER • 153
ing, became silversmiths and ranchers, and now drive trucks while continuing to live in traditional dwellings.
Among the supposedly conservative Aboriginal Australians as well, there are receptive societies along with conservative ones. At the one extreme, the Tasmanians continued to use stone tools superseded tens of thousands of years earlier in Europe and replaced in most of mainland Australia too. At the opposite extreme, some aboriginal fishing groups of southeastern Australia devised elaborate technologies for managing fish populations, including the construction of canals, weirs, and standing traps.
Thus, the development and reception of inventions vary enormously from society to society on the same continent. They also vary over time within the same society. Nowadays, Islamic societies in the Middle East are relatively conservative and not at the forefront of technology. But medieval Islam in the same region was technologically advanced and open to innovation. It achieved far higher literacy rates than contemporary Europe; it assimilated the legacy of classical Greek civilization to such a degree that many classical Greek books are now known to us only through Arabic copies; it invented or elaborated windmills, tidal mills, trigonometry, and lateen sails; it made major advances in metallurgy, mechanical and chemical engineering, and irrigation methods; and it adopted paper and gunpowder from China and transmitted them to Europe. In the Middle Ages the flow of technology was overwhelmingly from Islam to Europe, rather than from Europe to Islam as it is today. Only after around a.d. 1500 did the net direction of flow begin to reverse.
Innovation in China too fluctuated markedly with time. Until around a.d. 1450, China was technologically much more innovative and advanced than Europe, even more so than medieval Islam. The long list of Chinese inventions includes canal lock gates, cast iron, deep drilling, efficient animal harnesses, gunpowder, kites, magnetic compasses, movable type, paper, porcelain, printing (except for the Phaistos disk), sternpost rudders, and wheelbarrows. China then ceased to be innovative for reasons about which we shall speculate in the Epilogue. Conversely, we think of western Europe and its derived North American societies as leading the modern world in technological innovation, but technology was less advanced in western Europe than in any other "civilized" area of the Old World until the late Middle Ages.
Z 5 4 " GUNS, GERMS. AND STEEL
Thus, it is untrue that there are continents whose societies have tended to be innovative and continents whose societies have tended to be conservative. On any continent, at any given time, there are innovative societies and also conservative ones. In addition, receptivity to innovation fluctuates in time within the same region.
On reflection, these conclusions are precisely what one would expect if a society's innovativeness is determined by many independent factors. Without a detailed knowledge of all of those factors, innovativeness becomes unpredictable. Hence social scientists continue to debate the specific reasons why receptivity changed in Islam, China, and Europe, and why the Chimbus, Ibos, and Navajo were more receptive to new technology than were their neighbors. To the student of broad historical patterns, though, it makes no difference what the specific reasons were in each of those cases. The myriad factors affecting innovativeness make the historian's task paradoxically easier, by converting societal variation in innovativeness into essentially a random variable. That means that, over a large enough area (such as a whole continent) at any particular time, some proportion of societies is likely to be innovative.
where do innovations actually come from? For all societies except the few past ones that were completely isolated, much or most new technology is not invented locally but is instead borrowed from other societies. The relative importance of local invention and of borrowing depends mainly on two factors: the ease of invention of the particular technology, and the proximity of the particular society to other societies.
Some inventions arose straightforwardly from a handling of natural raw materials. Such inventions developed on many independent occasions in world history, at different places and times. One example, which we have already considered at length, is plant domestication, with at least nine independent origins. Another is pottery, which may have arisen from observations of the behavior of clay, a very widespread natural material, when dried or heated. Pottery appeared in Japan around 14,000 years ago, in the Fertile Crescent and China by around 10,000 years ago. and in Amazonia, Africa's Sahel zone, the U.S. Southeast, and Mexico thereafter.
An example of a much more difficult invention is writing, which does not suggest itself by observation of any natural material. As we saw in Chapter 12, it had only a few independent origins, and the alphabet arose
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