Jared Diamond - Guns, Germs & Steel
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Guns, Germs & Steel: краткое содержание, описание и аннотация
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NECESSITY'S MOTHER • Z 5 5
apparently only once in world history. Other difficult inventions include the water wheel, rotary quern, tooth gearing, magnetic compass, windmill, and camera obscura, all of which were invented only once or twice in the Old World and never in the New World.
Such complex inventions were usually acquired by borrowing, because they spread more rapidly than they could be independently invented locally. A clear example is the wheel, which is first attested around 3400 b.c. near the Black Sea, and then turns up within the next few centuries over much of Europe and Asia. All those early Old World wheels are of a peculiar design: a solid wooden circle constructed of three planks fastened together, rather than a rim with spokes. In contrast, the sole wheels of Native American societies (depicted on Mexican ceramic vessels) consisted of a single piece, suggesting a second independent invention of the wheel— as one would expect from other evidence for the isolation of New World from Old World civilizations.
No one thinks that that same peculiar Old World wheel design appeared repeatedly by chance at many separate sites of the Old World within a few centuries of each other, after 7 million years of wheelless human history. Instead, the utility of the wheel surely caused it to diffuse rapidly east and west over the Old World from its sole site of invention. Other examples of complex technologies that diffused east and west in the ancient Old World, from a single West Asian source, include door locks, pulleys, rotary querns, windmills—and the alphabet. A New World example of technological diffusion is metallurgy, which spread from the Andes via Panama to Mesoamerica.
When a widely useful invention does crop up in one society, it then tends to spread in either of two ways. One way is that other societies see or learn of the invention, are receptive to it, and adopt it. The second is that societies lacking the invention find themselves at a disadvantage visa-vis the inventing society, and they become overwhelmed and replaced if the disadvantage is sufficiently great. A simple example is the spread of muskets among New Zealand's Maori tribes. One tribe, the Ngapuhi, adopted muskets from European traders around 1818. Over the course of the next 15 years, New Zealand was convulsed by the so-called Musket Wars, as musketless tribes either acquired muskets or were subjugated by tribes already armed with them. The outcome was that musket technology had spread throughout the whole of New Zealand by 1833: all surviving Maori tribes now had muskets.
256 • GUNS, GtRMS, AND STEEL
When societies do adopt a new technology from the society that invented it, the diffusion may occur in many different contexts. They include peaceful trade (as in the spread of transistors from the United States to Japan in 1954), espionage (the smuggling of silkworms from Southeast Asia to the Mideast in a.d. 552), emigration (the spread of French glass and clothing manufacturing techniques over Europe by the 200,000 Huguenots expelled from France in 1685), and war. A crucial case of the last was the transfer of Chinese papermaking techniques to Islam, made possible when an Arab army defeated a Chinese army at the battle of Talas River in Central Asia in a.d. 751, found some papermakers among the prisoners of war, and brought them to Samarkand to set up paper manufacture.
In Chapter 12 we saw that cultural diffusion can involve either detailed "blueprints" or just vague ideas stimulating a reinvention of details. While Chapter 12 illustrated those alternatives for the spread of writing, they also apply to the diffusion of technology. The preceding paragraph gave examples of blueprint copying, whereas the transfer of Chinese porcelain technology to Europe provides an instance of long-drawn-out idea diffusion. Porcelain, a fine-grained translucent pottery, was invented in China around the 7th century a.d. When it began to reach Europe by the Silk Road in the 14th century (with no information about how it was manufactured), it was much admired, and many unsuccessful attempts were made to imitate it. Not until 1707 did the German alchemist Johann Bottger, after lengthy experiments with processes and with mixing various minerals and clays together, hit upon the solution and establish the now famous Meissen porcelain works. More or less independent later experiments in France and England led to Sevres, Wedgwood, and Spode porcelains. Thus, European potters had to reinvent Chinese manufacturing methods for themselves, but they were stimulated to do so by having models of the desired product before them.
depending on their geographic location, societies differ in how readily they can receive technology by diffusion from other societies. The most isolated people on Earth in recent history were the Aboriginal Tasma-nians, living without oceangoing watercraft on an island 100 miles from Australia, itself the most isolated continent. The Tasmanians had no contact with other societies for 10,000 years and acquired no new technology
NECESSITY'S MOTHER • Z 5 7
other than what they invented themselves. Australians and New Guineans, separated from the Asian mainland by the Indonesian island chain, received only a trickle of inventions from Asia. The societies most accessible to receiving inventions by diffusion were those embedded in the major continents. In these societies technology developed most rapidly, because they accumulated not only their own inventions but also those of other societies. For example, medieval Islam, centrally located in Eurasia, acquired inventions from India and China and inherited ancient Greek
learning.
The importance of diffusion, and of geographic location in making it possible, is strikingly illustrated by some otherwise incomprehensible cases of societies that abandoned powerful technologies. We tend to assume that useful technologies, once acquired, inevitably persist until superseded by better ones. In reality, technologies must be not only acquired but also maintained, and that too depends on many unpredictable factors. Any society goes through social movements or fads, in which economically useless things become valued or useful things devalued temporarily. Nowadays, when almost all societies on Earth are connected to each other, we cannot imagine a fad's going so far that an important technology would actually be discarded. A society that temporarily turned against a powerful technology would continue to see it being used by neighboring societies and would have the opportunity to reacquire it by diffusion (or would be conquered by neighbors if it failed to do so). But such fads can persist in isolated societies.
A famous example involves Japan's abandonment of guns. Firearms reached Japan in a.d. 1543, when two Portuguese adventurers armed with harquebuses (primitive guns) arrived on a Chinese cargo ship. The Japanese were so impressed by the new weapon that they commenced indigenous gun production, greatly improved gun technology, and by a.d. 1600 owned more and better guns than any other country in the world.
But there were also factors working against the acceptance of firearms in Japan. The country had a numerous warrior class, the samurai, for whom swords rated as class symbols and works of an (and as means for subjugating the lower classes). Japanese warfare had previously involved single combats between samurai swordsmen, who stood in the open, made ritual speeches, and then took pride in fighting gracefully. Such behavior became lethal in the presence of peasant soldiers ungracefully blasting away with guns. In addition, guns were a foreign invention and grew to
Z 5 8 • GUNS, GERMS, AND STEEL
be despised, as did other things foreign in Japan after 1600. The samurai-controlled government began by restricting gun production to a few cities, then introduced a requirement of a government license for producing a gun, then issued licenses only for guns produced for the government, and finally reduced government orders for guns, until Japan was almost without functional guns again.
Contemporary European rulers also included some who despised guns and tried to restrict their availability. But such measures never got far in Europe, where any country that temporarily swore off firearms would be promptly overrun by gun-toting neighboring countries. Only because Japan was a populous, isolated island could it get away with its rejection of the powerful new military technology. Its safety in isolation came to an end in 1853, when the visit of Commander Perry's U.S. fleet bristling with cannons convinced Japan of its need to resume gun manufacture.
That rejection and China's abandonment of oceangoing ships (as well as of mechanical clocks and water-driven spinning machines) are well-known historical instances of technological reversals in isolated or semi-isolated societies. Other such reversals occurred in prehistoric times. The extreme case is that of Aboriginal Tasmanians, who abandoned even bone tools and fishing to become the society with the simplest technology in the modern world (Chapter 15). Aboriginal Australians may have adopted and then abandoned bows and arrows. Torres Islanders abandoned canoes, while Gaua Islanders abandoned and then readopted them. Pottery was abandoned throughout Polynesia. Most Polynesians and many Melane-sians abandoned the use of bows and arrows in war. Polar Eskimos lost the bow and arrow and the kayak, while Dorset Eskimos lost the bow and arrow, bow drill, and dogs.
These examples, at first so bizarre to us, illustrate well the roles of geography and of diffusion in the history of technology. Without diffusion, fewer technologies are acquired, and more existing technologies are lost.
because technology begets more technology, the importance of an invention's diffusion potentially exceeds the importance of the original invention. Technology's history exemplifies what is termed an autocata-lytic process: that is, one that speeds up at a rate that increases with time, because the process catalyzes itself. The explosion of technology since the Industrial Revolution impresses us today, but the medieval explosion was
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