Alex J. Bellamy - Understanding Peacekeeping

In compiling the third edition, we would like to thank the many friends, colleagues and peacekeepers who have influenced our views on these issues. In addition, we have benefited enormously from discussing these topics with students who have taken our respective courses on peace operations over the last two decades. The team at Polity, as well as the anonymous reviewers, also deserve thanks for their incisive editing and comments, which helped improve the manuscript in several ways. Our thanks are also due to Eric Rudberg for his help in compiling the book’s index.

Finally, the authors and publisher would like to thank the following for permission to use copyright material: Figure 12.1 © 2013. Reprinted with permission from the International Peace Institute; figure 14.1 (adapted) and table 14.1 (adapted) © 2005 by Deborah D. Avant. Reprinted with permission from the author and Cambridge University Press; box 18.1 © 2014 by William Durch. Reprinted with permission of the publisher.

Every effort has been made to trace the copyright holders, but if any have been inadvertently overlooked, the publishers will be pleased to make the necessary arrangements at the first opportunity.

Since the late 1940s, peace operations have become one of the principal international instruments for managing armed conflicts. Nearly 200 such missions have been conducted in every region of the world by a range of multinational organizations and coalitions of states. Peace operations have assumed a wide range of shapes and sizes but they share some important family resemblances. First, all peace operations stem from a desire on the part of the actors that authorize and participate in them to limit the scourge of war. Second, peace operations are almost always collective endeavours undertaken by multiple actors for purposes that go beyond the interests of any one of them. Third, these missions have always been ad hoc responses to particular problems, most notably how to manage and potentially help resolve armed conflicts. Fourth, they are principally political instruments with an admixture of military force, which is usually intended to provide assurances to the conflict parties.

With these family resemblances in mind, this book focuses on peace operations that involve the expeditionary use of military personnel, with or without UN authorization, with a mandate or programme to:

1 assist in the prevention of armed conflict by supporting a peace process;

2 serve as an instrument to observe or assist in the implementation of ceasefires or peace agreements; and/or

3 enforce ceasefires, peace agreements or the will of the UN Security Council in order to build stable peace.

Peace operations often include civilian personnel working alongside their military colleagues, but our focus is not on missions that deploy only civilians, which generate rather different dynamics than those involving contingents of troops. Understood in this manner, peace operations are one type of activity that can be used to prevent, limit and manage violent conflict as well as rebuild states and societies in its aftermath. Other instruments in the international toolkit are conflict prevention, peacemaking, peacebuilding, sanctions, humanitarian military intervention, and transitional justice mechanisms.

Not surprisingly, there have often been heated debates about what peace operations are for and what strategies and tactics peacekeepers should employ to achieve their objectives. These differences revolve around competing conceptions of the causes and nature of violent conflict, disputes about the relative value of sovereignty and human protection, arguments over the foundations of stable peace, and contending political priorities.

Within this broad remit to manage armed conflict, the world’s peacekeepers have been mandated to perform a daunting and growing range of tasks, frequently in areas where there is no peace to keep. As well as the original tasks of confidence-building and ceasefire monitoring, modern peacekeepers have been tasked with helping to implement peace agreements; preventing the outbreak of hostilities; supporting local police and military forces; protecting humanitarian and official personnel and facilities; providing maritime security; engaging in security monitoring, patrolling and deterrence activities; ensuring the free movement of personnel and equipment; security-sector reform (SSR); demilitarization and arms management; facilitating humanitarian support; promoting human rights and the women, peace and security (WPS) agenda; strengthening the rule of law and judicial institutions; assisting local political processes; delivering electoral assistance; supporting state institutions; facilitating international cooperation and coordination; supporting the implementation of sanctions regimes; disseminating public information; promoting civilian–military coordination; contingency planning; conducting mission impact assessment; combating and sometimes ‘neutralizing’ so-called spoiler groups; and, perhaps most fundamentally, protecting civilians, including refugees and internally displaced persons (IDPs).

When it comes to understanding peacekeeping, therefore, the stakes are very high. Done well, peace operations can significantly improve the chances of building stable peace in the world’s war-torn territories. Done poorly, however, peace operations can be ineffective and exacerbate some of the problems. It is imperative that students, analysts and practitioners alike have a sophisticated understanding of peacekeeping – its key concepts and theories, its contested histories, its place in global politics, its different variants and its contemporary and likely future challenges. That is the purpose of this book.

Although the term ‘peacekeeping’ was invented in the 1950s, the international management of political violence has a far longer history. As the most sustained international attempt to work in an organized and usually multilateral fashion to reduce and manage armed conflict, understanding the theory and practice of peacekeeping sheds important light upon trends and developments in global politics more generally. In particular, it provides important insights into the codes of conduct that states have collectively devised to maintain international peace and security, the relationship between the great powers, and the creation and diffusion of shared norms about the appropriateness of warfare itself and legitimate conduct within wars. Yet, at the same time, to gain a sophisticated understanding of peacekeeping we must remain sensitive to how it fits in with the ebb and flow of global political currents.

Peace operations are shaped by the international order from which they emerged. The international order that was constructed from the ashes of the Second World War in the mid-1940s consisted of a series of rules and institutions based on the United Nations system designed to manage great power relations and thereby avoid a third world war. The Cold War struggle prevented these institutions and rules from functioning smoothly for over four decades and also ensured that there was never a complete consensus about the roles that peace operations should play. At the macro-level, a struggle persists between those who see the role of peace operations in global politics in mainly ‘Westphalian’ terms and those who see it in more ambitious, ‘post-Westphalian’ terms.

In the former view, the primary function of peace operations is to assist the peaceful settlement of disputes between states. From this perspective, the conduct, ideological persuasion and political organization of states, as well as the relationship between state and society, should not concern peacekeepers, so long as states subscribe to the Westphalian norms of sovereign autonomy and non-interference in the domestic affairs of other states. In its most extreme form, this perspective suggests that human suffering within states, no matter how grotesque, should not concern peacekeepers unless it directly threatens international order and the maintenance of peace and security between states.