From this follows a fundamental difference in contemporary Chinese and European attitudes: while the Chinese attach greater importance to unity than literally anything else, the Europeans overwhelmingly believe in the nation-state rather than European-wide sovereignty, the European Union notwithstanding. The underlying strength of the Chinese desire for unity is illustrated by the fact that, while the rise of nationalism in Europe in the nineteenth century resulted in the break-up of old empires and the creation of many new states, this has never happened, and shows no sign of happening, in China. The Chinese commitment to unity has three dimensions: the fundamental priority attached to unity by both the state and the people; the central role expected of the state in ensuring that this unity is maintained; and a powerful sense of a common Chinese identity that underpins this overarching popular commitment to unity. This unity could never be taken for granted: China has spent around half its history in varying degrees of division, which, in the light of the country’s size and diversity (far greater than that of Europe), is not surprising. As a result of its attachment to unity, China has largely escaped the intra-state wars that have scarred Europe ’s history over many centuries, though its periods of disunity and fragmentation have often carried a very heavy cost in terms of war and famine, notably from the mid nineteenth to the mid twentieth century, when it was chronically divided. [228] [228] It can also be argued that if, like Europe, China had been composed of a group of competitive nation-states, this would have made governance rather less forbidding and might also, at times, have stimulated greater innovation; Lucian W. Pye, Asian Power and Politics: The Cultural Dimensions of Authority (Cambridge, Mass.: Harvard University Press, 1985), p. 64.
China ’s frequent experience of disunity and its baleful consequences have served to reinforce its commitment to unity, a tradition that began with Confucius — who, living during the Warring States period, was witness to the huge cost of instability and conflict, and preached the importance of harmony.
A further difference between the Chinese state and the various European states was that the former never faced competition from rival elites seeking to limit its power. By the mid tenth century, the Chinese aristocratic elites had been destroyed, with the consequence that no elite enjoyed authority independent of the state. The opposite, in fact, was the case, with the bureaucratic elite enjoying unrivalled authority and numerous privileges, and all other elites dependent for their position on the patronage of the state. [229] [229] Bin Wong, China Transformed , p. 92.
The key mechanism for the selection of the bureaucratic elite was the imperial examination system, which had been more or less perfected by the time of the Tang dynasty (AD 618–907) [230] [230] Lovell, The Great Wall , pp. 148-50.
. Although the nobility enjoyed an advantage in these exams, they were open to a wide cross-section of society, and were the means by which recruitment to the imperial elite was greatly broadened. Knowledge of the Confucian classics formed the core of the exams and served, for successful and unsuccessful candidates alike, to articulate and reinforce a common set of values. [231] [231] Michio Morishima, Why Has Japan ‘Succeeded’: Western Technology and the Japanese Ethos (Cambridge: Cambridge University Press, 1984), p. 12; Lovell, The Great Wall , pp. 148-9.
Whereas in Europe the elites remained relatively autonomous, except at extreme moments like war, the Chinese elites were absorbed by and became effectively part of the state, often being called upon to act on its behalf. The imperial bureaucracy, under the aegis of the emperor, faced no challenge from a Church (after the seizure of Buddhist properties in the ninth century), a judiciary, a landed aristocracy, the military or an urban bourgeoisie. [232] [232] Angus Maddison, Chinese Economic Performance in the Long Run, Second Edition, Revised and Updated: 960 - 2030 AD (Paris: OECD, 2007), pp. 24-6.
The most important exception was the tradition of the literati, like Confucius himself, who were given licence to write critical things provided that they, in effect, removed themselves from everyday society.
The Chinese state was thus never constrained by independent power elites in the manner of Europe: it enjoyed universal and unchallenged authority. While the boundaries between the state and society in Europe were clearly delineated and constantly contested, this was not the case in China, where the frontiers remained blurred and fuzzy, as they still are today: there has been no need to define them because there were no competing social groups. Given the non-conflictual nature of state-elite relations, the boundaries between state and society were instead determined by practical issues of organization and resource constraints. In Europe, by contrast, autonomous, competing elites — nobles, clerics and burghers — fought to constrain the power of the state. Whereas the contest between state and elites in Europe was intimately bound up with both Church and class, in China the functional differentiation into scholars, peasants, merchants and tradesmen did not translate into independent bases of power or institutionalized voices.
With such a vast territory to govern, the Chinese state could not, and did not, depend solely or even mainly on physical coercion for the exercise of its rule. [233] [233] Bin Wong, China Transformed , p. 96.
It would have been neither feasible nor viable — the resources required being too enormous. In comparison with Japan, indeed, the military remained strikingly absent from Chinese life — at least until the early twentieth century. Instead, the power of the state has rested primarily on consent reinforced by forms of coercion. The Chinese state went to great lengths, in both the Ming and Qing periods, to inculcate in the population a sense of shared values and culture based on Confucian principles. Here was another contrast with Europe, where such matters were not considered to be the responsibility of the state and, until the late nineteenth century, were left in the hands of the Church. [234] [234] Ibid., p. 97.
The Chinese state saw moral instruction, amongst both the common people and the elites, as both desirable in itself and also as a means of exercising social control. For the elites, the state required that the Confucian classics be taught in schools as well as in preparation for the imperial exams. It promoted lectures for the common people on the virtues of Confucian behaviour, and imperial edicts frequently adopted a moral tone on issues such as social hierarchy and the payment of taxes. The state also sought to promote the worship of particular deities, while at the same time discouraging those which it saw as potential sources of social unrest. [235] [235] Ibid., p. 96.
On these matters, it was, with the exception of religious control, many centuries in advance of European states, which only began to concern themselves with such questions after the emergence of the modern nation-state and concomitant nationalism in the late nineteenth century. As the historian Bin Wong suggests: ‘From a Chinese perspective, the lack of concern for education and moral indoctrination in Europe constitutes a basic limitation on European rule, no less important than the absence of representative political institutions in China.’ [236] [236] Ibid., p. 97.
The same can be said of the manner in which the Chinese state, as a matter of course, engaged in surveillance of the population — by registration and other means — in order to be better able to anticipate sources of dissatisfaction and potential unrest. [237] [237] Ibid., p. 99; quote is p. 97.
A crucial mechanism in the exercise of social control was the clans or lineages, which were — and remain, even — far more important in China than they generally were in Europe. These were huge extended kinship groups, which traced their origins back to a common male ancestor (at the time of the 1949 Revolution there were still fewer than 500 surnames in China), [238] [238] Ruth Benedict, The Chrysanthemum and the Sword: Patterns of Japanese Culture (London: Secker and Warburg, 1947), p. 49.
and were based on formal membership. They enjoyed huge authority, with the power of expulsion and the consequent threat of social ostracism. [239] [239] Bin Wong, China Transformed , p. 100.
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