Алистер Смит - The Dictator's Handbook - Why Bad Behavior is Almost Always Good Politics

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A groundbreaking new theory of the real rules of politics: leaders do whatever keeps them in power, regardless of the national interest.
As featured on the viral video Rules for Rulers, which has been viewed over 3 million times.
Bruce Bueno de Mesquita and Alastair Smith's canonical book on political science turned conventional wisdom on its head. They started from a single assertion: Leaders do whatever keeps them in power. They don't care about the "national interest"-or even their subjects-unless they have to.
This clever and accessible book shows that democracy is essentially just a convenient fiction. Governments do not differ in kind but only in the number of essential supporters, or backs that need scratching. The size of this group determines almost everything about politics: what leaders can get away with, and the quality of life or misery under them. The picture the authors paint is not pretty. But it just may be the truth, which is a good starting point for anyone seeking to improve human governance.

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So the first policy recommendation for outside observers when a dictator faces national bankruptcy, and the protests likely to follow in its train is this: don’t save the dictator; don’t forgive indebtedness unless the dictator first actually puts his hold on power at real risk by permitting freedom of assembly, a free press, freedom to create opposition parties, and free, competitive elections in which the incumbent’s party is given no advantages in campaign funds, rallies, or anything else. Only after such freedoms and real political competition are in place might any debt forgiveness be considered. Even the least hint of a fraudulent election and of cutbacks in freedom should be met by turning off the flow of funds.

Foreign aid, as we have seen, is a boon to petty dictators and to democratic donor citizens and leaders. That makes persuading people to cut off aid to help promote democratization very difficult indeed. But if the opportunity arises it should be seized. Just as with debt forgiveness or new loans, foreign aid should be tied to the actuality of political reform and not to its promise. When leaders put themselves at risk of being thrown out by the people, then they show themselves worthy of aid. When leaders allow their books to be audited to detect and publicize corruption, then they are good candidates for aid designed to improve the well-being of their people. Those who refuse to make politics competitive and to expose and correct corruption will just steal aid and should not get it if there is not an overwhelming national security justification for continuing aid.

When a succession in leaders takes place, whether through revolution or through the unexpected death or retirement of the person in power, then there is a window of opportunity for real democratic change. We have seen that the early part of an incumbent’s time in office is the riskiest in terms of the new leader being deposed. This is especially true for autocrats. Indeed, they have a strong incentive to pretend to be democratic in their first couple of years exactly because for that first period in office democrats have a better chance of surviving than autocrats. We have seen just such reforms coming out of Cuba, for instance, as Raul Castro took over from his brother Fidel. Raul needed to consolidate his hold on power, reassure his backers that he could provide for them, and to do that he had to get Cuba’s economy to grow. Solution: introduce some economic competition and a few political acts of liberalization. Today Cubans can take greater advantage of private businesses than was true at any time since the revolution. They can have cell phones and some access to the Internet, expanding their reach for information and their ability to coordinate with fellow Cubans even when they are not face-to-face. But will these reforms last once Raul, or any newly ensconced autocrat, consolidates his control over the flow of money and the loyalty of his key backers? Probably not, unless the international community exploits its brief window of opportunity. It can do so by tying economic assistance to a lock-in of political liberalization.

All the methods mentioned above are exactly the tools that liberal governments can adopt to promote lock-in of democratic reforms. But do they have the will to do it? That, sadly, is unlikely—and for that problem we have not yet found a cure.

9

War, Peace, and World Order

THE BIBLE’S FIRST RECORD OF WAR ARISES WHEN the kings of Shinar, Ellasar, Elam, and Goiim fight the kings of Sodom, Gomorrah, Admah, Zeboiim, and Bela, two thousand years after biblical creation. The world has not seen that long a stretch without war again. Indeed, it is fair to say that our world is chock full of war—it has little peace, and hardly any order. We think that a big part of why war is such a scourge is that too many leaders get the wrong advice about how to solve international problems. Maybe, just maybe, by looking at war in our political survival terms we will see ways to construct a more peaceful and orderly world.

War is often said to transcend everyday politics, to be above the fray of partisan rancor. But the fact is that war is inherently political. Carl von Clausewitz, the nineteenth-century Prussian soldier and preeminent military thinker, expressed it best, “War is a mere continuation of politics by other means.” And as we have seen, political survival is at the heart of all politics.

Georges Clemençeau, leader of France during the later stages of World War I famously declared, “war is too important to be left to the generals.” He was right. Relative to parliamentarians, generals do a lousy job of fighting wars. While completely counterintuitive, military men who lead juntas, and other forms of autocratic leaders, are much worse at fighting wars than their civilian counterparts who lead democratic governments. That’s why it’s so important for us to unpack the contrasting advice different leaders receive about how to and when to fight. It turns out that autocrats and democrats should receive and follow radically different counsel. War, being about domestic politics, can be best understood, we believe, by putting it in the context of interchangeables and essentials and taking it out of the context of grand ideas about national interest and balances of power.

War Fighting1

Two thousand five hundred years ago, Sun Tzu literally wrote the book on how to wage war. Although his advice has been influential to leaders down through the centuries, leading American foreign policy advisers have contradicted his war-fighting doctrines.

Ronald Reagan’s secretary of defense, Caspar Weinberger, George W. Bush’s first secretary of state, Colin Powell, and, with slight modifications, Bill Clinton’s second secretary of state, Madeleine Albright, all prescribe a doctrine of when and how the United States should fight. And it differs radically from the time-tested advice of Sun Tzu.

The reason Sun Tzu has served so many leaders so well over twenty-five centuries is that his is the right advice for kings, chieftains, and autocrats of every shape to follow. Until recently, and with very few exceptions, small-coalition systems have been the dominant form of government. But these are the wrong policies for a leader beholden to many. Democratic war fighting emphasizes public welfare, exactly as should be the case when advising a leader who relies on a large coalition. Sun Tzu’s advice is exactly right for a small-coalition leader. To see this, let’s have a look at the ideas expressed by Sun Tzu and Caspar Weinberger.

Sun Tzu contended to his king, Ho Lu of Wu, that:

The skillful general does not raise a second levy, neither are his supply wagons loaded more than twice. Once war is declared, he will not waste precious time in waiting for reinforcements, nor will he turn his army back for fresh supplies, but crosses the enemy’s frontier without delay. The value of time—that is, being a little ahead of your opponent—has counted for more than either numerical superiority or the nicest calculations with regard to commissariat.... Now, in order to kill the enemy, our men must be roused to anger. For them to perceive the advantage of defeating the enemy, they must also have their rewards. Thus, when you capture spoils from the enemy, they must be used as rewards, so that all your men may have a keen desire to fight, each on his own account.2

In contrast to Sun Tzu’s perspective, Caspar Weinberger maintained that:

First, the United States should not commit forces to combat overseas unless the particular engagement or occasion is deemed vital to our national interest or that of our allies....

Second, if we decide it is necessary to put combat troops into a given situation, we should do so wholeheartedly, and with the clear intention of winning. If we are unwilling to commit the forces or resources necessary to achieve our objectives, we should not commit them at all....

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