David Lyon - Pandemic Surveillance

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The COVID-19 pandemic has disrupted life as we knew it. Lockdowns, self-isolation and quarantine have become a normal part of everyday life. Pandemic surveillance allows governments and corporations to monitor and surveil the spread of the virus and to make sure citizens follow the measures they put in place. This is evident in the massive, unprecedented mobilization of public health data to contain and combat the virus, and the ballooning of surveillance technologies such as contact-tracing apps, facial recognition, and population tracking. This can also be seen as a pandemic 
 surveillance.
In this timely book, David Lyon tracks the development of these methods, examining different forms of pandemic surveillance, in health-related and other areas, from countries around the world. He explores their benefits and disadvantages, their legal status, and how they relate to privacy protection, an ethics of care, and data justice. Questioning whether this new culture of surveillance will become a permanent feature of post-pandemic societies and the long-term negative effects this might have on social inequalities and human freedoms,
highlights the magnitude of COVID-19-related surveillance expansion. The book also underscores the urgent need for new policies relating to surveillance and data justice in the twenty-first century.

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ISBN-13: 978-1-5095-5030-2

ISBN-13: 978-1-5095-5031-9 (pb)

A catalogue record for this book is available from the British Library.

Library of Congress Control Number: 2021940596

by Fakenham Prepress Solutions, Fakenham, Norfolk NR21 8NL

The publisher has used its best endeavors to ensure that the URLs for external websites referred to in this book are correct and active at the time of going to press. However, the publisher has no responsibility for the websites and can make no guarantee that a site will remain live or that the content is or will remain appropriate.

Every effort has been made to trace all copyright holders, but if any have been overlooked the publisher will be pleased to include any necessary credits in any subsequent reprint or edition.

For further information on Polity, visit our website: politybooks.com

Dedication

In memory of Bob Pike, faithful colleague; Saudager Jagdev, friend; and Chris Osborne, brother-in-law. COVID claimed their lives.

Acknowledgments

Many thanks to the kind people who have made this somewhat ambitious task more manageable, and even, at times, enjoyable. Those generous and patient souls who read my work and commented, sharing their expertise in computing, communications, law, medicine, public health, sociology and life experience, are Samantha Buttemer, Juanne Clarke, Tommy Cooke, Rodrigo Firmino, Martin French, Griffin Lyon-Wicke, Neil McBride, Benjamin Muller, Midori Ogasawara, Teresa Scassa, Sachil Singh, Emily Smith, Valerie Steeves, plus three perceptive anonymous readers recruited by Polity. Those who patiently offered ideas, stories, references and guidance include Rafael Evangelista, Rui Hou, Reetika Khera, David Leslie, Liza Lin, Jay Meehan, Nurhak Polat, Vidya Subramanian and Elia Zureik. Those giving support and encouragement include Mary Savigar, my editor at Polity, who helped to ease my early doubts; Jennifer Whitaker, who made the index; Emily Smith, who, despite her own pandemic-prompted domestic disruptions, still stood strong; Sylvia Andrychuk, go-to surveillance librarian at the Stauffer; and of course – now after 50 years by my side – Sue, whose partnership and love are unwavering.

1 Defining Moments

It all happened very quickly. After some mildly worrying small-print news in January 2020, about a new virus in a Wuhan sea-food market in China, by February, news that the “novel coronavirus” was spreading quickly around the world became headlines. There was the predictable scramble to stock up on toilet paper, and less predictable advice to sanitize groceries. In March, a steel fence was erected round the climbing frame and swing sets in our local park, making it look like a crime scene, and masks started to appear on the faces of passers-by in the street. Not long afterwards, smartphones were sought for pandemic service and I also found myself being called up for conversations about the use of personal data for public health platforms, so that the pandemic’s path could be followed, and future developments modeled and predicted.

In the same month, news media started commenting on the sudden burgeoning of surveillance. Its main feature at that time was the rollout of the first digital contact tracing systems, using smartphones to identify contacts who may have been exposed to the virus. By April, tech giants Google and Apple had joined forces to support Bluetooth-based apps, a signal that platforms and governments were collaborating in such surveillance. Cautions about “false positives” and the need for accompanying testing and treatment facilities, plus fears regarding privacy intrusion, discrimination and marginalization were downplayed by those confident in the capacities of the silver bullet.

Surveillance was also sought for documenting where people are, where they’d been and their health status; data-modeling to track the spread of COVID-19; as well as identifying people who, potentially, had been exposed to infected others. Warnings were issued that there may well be civil liberties consequences as everyday technologies used for commerce, communication and convenience were marshaled for keeping close tabs on everyone, in the name of controlling the contagion. What is built for today may be normalized, worried some, such that they would persist after the virus is contained.

Now, the idea of using surveillance to get to grips with an outbreak of disease has a long history. Some salute John Snow, a London doctor who tried to discover the cause of the 1854 cholera epidemic, as a pioneer data scientist. At that time, a ‘miasma’ theory reigned, suggesting that bad air was to blame. A few years before, Snow had a new hypothesis that the “blue death” could be caused by cesspools, lack of sanitation and contaminated water in poor neighborhoods.

Scorned at the time, when the cholera came, Snow knocked on doors, inquiring about the source of each family’s drinking water. The collected data pointed to a specific pump on Broad Street, Soho. This was confirmed by Reverend Henry Whitehead, initially skeptical of the polluted water idea, who checked further to see who had and had not used that pump. The pair removed the handle, effectively shutting off the water supply, and the cholera cases quickly dwindled. 1The conviction that such data collection from infected people could aid the task of getting a grip on the germ is basic to epidemiology, a key discipline in public health.

What is “pandemic surveillance?”

This book is about pandemic surveillance. So, what is meant by each of these terms, and the two together? As it happens, each part of the word-duo is hard to define and is understood differently by different experts. The first term is “pandemic,” generally referring to the widespread incidence of disease affecting “all” ( pan ) “people” ( demos ) and in use – as “pandemick” – since the 1660s. The fourteenth-century Black Death killed more than 100 million people in Asia and Europe – estimates vary – and the misnamed “Spanish Flu” (it did not originate in Spain) of 1918–20 infected half a billion and killed tens of millions. With improved transportation by railways and steamships, and the movement of troops after the First World War, the flu spread over a wider world. The COVID-19 pandemic is often qualified by the word “global,” signaling that, with air transport, cruise ships and complex long-distance haulage, few around the globe are untouched.

But what makes COVID-19 or any other disease a “pandemic?” Is it, for example, its explosive transmissibility, or the severity of infection, or both, perhaps with other features as well? Medical experts disagree and debate this. After the outbreak of the H1N1 influenza virus in 2009, an article in the Journal of Infectious Diseases debated various options, concluding that “simply defining a pandemic as a large epidemic may make ultimate sense in terms of comprehensibility and consistency.” 2Yet the same article makes many points about how pandemics relate to other factors such as urban population size, modes and ease of transportation, the state of medical knowledge, the actions of public health officials and the role of disease in domesticated animals. These point clearly toward social , technical , economic and political aspects of pandemics.

Indeed, one factor that connects “pandemic” with “surveillance” is that pandemics, however widely distributed, are far from evenly distributed. Even a nuanced reading of the Greek word demos hints at this, suggesting a social division between elites and the “common people” or “the crowd.” While in the early 2020s no one in the world is untouched by the pandemic, at least as a social condition, people are affected with differing degrees of severity, often relating to social class, gender, race and other decidedly social factors. This became more marked as surveillance “solutions” appeared.

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