The warnings of Sapir and Whorf have not been heeded. On the contrary. The trend of theoretical linguistics in recent years has been in precisely the opposite direction. Linguists are quite frank about their aversion to meaning, to symbolic behavior, as a fit subject for empirical investigation. As Carroll has summed it up, the trend has been away from a psychology of verbal behavior — that is, the empirical investigation of the language event as a natural phenomenon; the trend instead has been toward “communication theory,” which abstracts from the event itself and concerns itself with a statistical analysis of the capacity of various systems of communication, and “discourse analysis,” which is a formal determination of the recurrence of morphemes in connected speech. The upshot has been an incoherent attitude toward symbolic behavior. Language is held to be a kind of sign response and so understandable in behavioristic terms as an interaction between an organism and its environment — which consists, in this case, of other organisms.* At the same time, the peculiar status of symbolic behavior is recognized by treating it formally —there are no formal sciences, as far as I know, devoted to the syntax or semantics of animal utterances. Thus, there is a natural science devoted to the study of reaction times and learning behavior; there are formal sciences which treat the logic and grammar of sentences. But where is the natural science which treats sentence events — not a sentence written on a blackboard, but the happening in which a father, replying to his son’s question, utters the following sounds: “That is a balloon”?
A good example of this incoherence is to be found in the otherwise valuable discipline of semiotic, which seeks to unite the several disciplines of symbolic logic, psychological behaviorism, and semantics into a single organon.* Semiotic is divided into three levels or dimensions: syntactics, pragmatics, and semantics. Syntactics is, as one might expect, a formal science having to do with the logico-grammatical structure of signs and with the formation and transformation rules of language. Pragmatics is the natural science of organisms responding to signs in their environments — psychiatry would be considered a branch of pragmatics. Semantics, which has to do with the relation of signs and their designata, is not a natural science of symbolic behavior, as one might have hoped. It is a formal deductive discipline in which “semantic rules” are proposed, designating the conditions under which a sign is applied to its object or designatum† Thus, in semiotic, symbolic behavior is studied formally in syntactics and semantics, but is disqualified in the natural empirical science of pragmatics — or written off as a refinement of sign-response behavior.
The embarrassing fact is that there does not exist today, as far as I am aware, a natural empirical science of symbolic behavior as such. ‡ Yet communication, the language event, is a real happening; it is as proper a subject for a natural science as nuclear fission or sexual reproduction.
Neobehavioristic social psychology is not able to take account of symbolic behavior, let alone provide a heuristically fruitful basis of investigation. To say so is in no wise to challenge the accomplishments of the behavioristic approach. Learning theory is still valid as far as it goes. Reaction times still stand. It is still quite true to say that when a conversation takes place between two people, a stimulus or energy exchange makes its well-known journey as a wave disturbance in the air, through the solids of the middle ear, as an afferent nerve impulse, as an electrocolloidal change in the central nervous system, as an efferent nerve impulse, as a muscle movement in the larynx of the second speaker, as a wave disturbance, and so on. One is still justified in calling the interpersonal process what Mead called it fifty years ago: a conversation of gesture in which my speech stimulus “calls out a response” from you. It is not enough to say this, however. For, as Susanne Langer rather drily observed, to set forth language as a sequence of stimuli and responses overlooks the salient trait of symbolic behavior: Symbols, words, not only call forth responses; they also denote things, name things for both speakers. Furthermore, behavioristic psychology is not able to take account of another universal trait of connected speech: Words are not merely aggregates of sound, however significant; in sentences or in agglutinative forms they also assert a state of affairs (or deny it or question it or command it). No alternative remains to the behaviorist semanticist but to disqualify the phenomenon of symbolization — to call it “an unreal but imputed relation between word and thing” or simply “wrong.” Again one is free to call symbolic behavior wrong or unreal or anything one likes, but such epithets hardly settle its status for the empirical scientist. It remains the task of empirical science to investigate phenomena as they happen, and everyone would agree that symbolic behavior does happen: People talk together, name things, make assertions about states of affairs, and to a degree understand each other.
The real task is how to study symbolic behavior, not formally by the deductive sciences which specify rules for the use of symbols in logic and calculi, but empirically as a kind of event which takes place in the same public domain as learning behavior. Sapir’s gentle chiding about the lack of a science of symbolic behavior and the need of such a science is more conspicuously true today than it was thirty-five years ago.
I am well aware, of course, that the altogether praiseworthy objective of the behaviorist is to get beyond the old mentalist nightmare in which interpersonal process is set forth in terms of my having “ideas,” “thoughts,” and “feelings,” and giving them names and so conveying them to you. If the word meaning refers to such mental entities, researchers do well to have nothing to do with it, for nothing has so effectively stifled the empirical investigation of communication as this misbegotten offspring of Descartes, the word-thing, the sound which I speak and which somehow carries my idea over to you like a note in a bottle. Yet the question must arise as to whether the alternatives lie only between a behavioristic theory of meaning, the energy exchange bouncing back and forth between speaker and hearer like a tennis ball, and the old miraculous mind reading by means of words. The phenomenon oíverste-hen, my understanding of what another person “means,” has been often called “subjective” by positive scientists and hence beyond the competence of empirical science. But such a ruling places the social scientist in the uncomfortable position of disqualifying his own activity — in the psychiatrist’s case, the activity of understanding his patient, writing papers, teaching courses.
Some Molar Traits of the Communication Event
The fact is that the generic traits of symbolic behavior are not “mental” at all. They are empirically ascertainable and have indeed been observed often enough. Both Ruesch and Jaffe have noticed that interpersonal events are peculiarly dyadic in a sense not altogether applicable to the interaction of the organism with its environment. Ruesch speaks of the structure of the interpersonal relation as a two-person system; Jaffe calls it a dyad. I would lay even greater stress on this feature as a manifestation of a generic trait of symbolic behavior. One may say if one likes that the bee dance is a communication event occurring in a two-bee system, but one is multiplying entities and it is not particularly useful to say so anyhow. A bee responding to another bee can be considered quite adequately as an organism in transaction with an environment, quite as much so as a solitary polar bear responding to the sound of splitting ice. But it has proved anything but adequate to consider language in the same terms. A symbol is generically intersubjective. I can never discover that the object is called a chair unless you tell me so, and my inkling that it “is” a chair is qualitatively different from the bee’s response to the bee dance of going to look for nectar.
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