The oversight and the inability to correct it have plagued philosophers of language for the past fifty years. To get to the heart of the difficulty we must first understand the difference between a sign and a symbol.
A sign is something that directs our attention to something else. If you or I or a dog or a cicada hears a clap of thunder, we will expect rain and seek cover. It will be seen at once that this sort of sign behavior fits in very well with the explanatory attitude mentioned above. The behavior of a man or animal responding to a natural sign (thunder) or an artificial sign (Pavlov’s buzzer) can be explained readily as a series of space-time events which takes place because of changes in the brain brought about by past association.
But what is a symbol? A symbol does not direct our attention to something else, as a sign does. It does not direct at all. It “means” something else. It somehow comes to contain within itself the thing it means. The word ball is a sign to my dog and a symbol to you. If I say ball to my dog, he will respond like a good Pavlovian organism and look under the sofa and fetch it. But if I say ball to you, you will simply look at me and, if you are patient, finally say, “What about it?” The dog responds to the word by looking for the thing; you conceive the ball through the word ball.
Now we can, if we like, say that the symbol is a kind of sign, and that when I say the word ball, the sound strikes your ear drum, arrives in your brain, and there calls out the idea of a ball. Modern semioticists do, in fact, try to explain a symbol as a kind of sign. But this doesn’t work. As Susanne Langer has observed, this leaves out something, and this something is the most important thing of all.
The thing that is left out is the relation of denotation. The word names something. The symbol symbolizes something. Symbolization is qualitatively different from sign behavior; the thing that distinguishes man is his ability to symbolize his experience rather than simply respond to it. The word ball does all the things the psychologist says it does, makes its well-known journey from tongue to brain. But it does something else too: it names the thing.
So far we have covered ground which has been covered much more adequately by Susanne Langer and the great German philosopher of the symbol, Ernst Cassirer. The question I wish to raise here is this: What are we to make of this peculiar act of naming? If we can’t construe it in terms of space-time events, as we construe other phenomena — solar eclipses, gland secretion, growth — then how can we construe it?
The longer we think about it, the more mysterious the simplest act of naming becomes. It is, we begin to realize, quite without precedent in all of natural history as we know it. But so, you might reply, is the emergence of the eye without precedent, so is sexual reproduction without precedent. These are nevertheless the same kinds of events which have gone before. We can to a degree understand biological phenomena in the same terms in which we understand physical phenomena, as a series of events and energy exchanges, with each event arising from and being conditioned by a previous event. This is not to say that biology can be reduced to physical terms but only that we can make a good deal of sense of it as a series of events and energy exchanges.
But naming is generically different. It stands apart from everything else that we know about the universe. The collision of two galaxies and the salivation of Pavlov’s dog, different as they are, are far more alike than either is like the simplest act of naming. Naming stands at a far greater distance from Pavlov’s dog than the latter does from a galactic collision.
Just what is the act of denotation? What took place when the first man uttered a mouthy little sound and the second man understood it, not as a sign to be responded to, but as “meaning” something they beheld in common? The first creature who did this is almost by minimal empirical definition the first man. What happened is of all things on earth the one thing we should know best. It is the one thing we do most; it is the warp and woof of the fabric of our consciousness. And yet it is extremely difficult to look at instead of through and even more difficult to express once it is grasped.
Naming is unique in natural history because for the first time a being in the universe stands apart from the universe and affirms some other being to be what it is. In this act, for the first time in the history of the universe, “is” is spoken. What does this mean? If something important has happened, why can’t we talk about it as we talk about everything else, in the familiar language of space-time events?
The trouble is that we are face to face with a phenomenon which we can’t express by our ordinary phenomenal language. Yet we are obliged to deal with it; it happens, and we cannot dismiss it as a “semantical relation.” We sense, moreover, that this phenomenon has the most radical consequences for our thinking about man. To refuse to deal with it because it is troublesome would be fatal. It is as if an astronomer developed a theory of planetary motion and said that his theory holds true of planets A, B, C, and D but that planet E is an exception. It makes zigzags instead of ellipses. Planet E is a scandal to good astronomy; therefore we disqualify planet E as failing to live up to the best standards of bodies in motion.
This is roughly the attitude of some modern semanticists and semioticists toward the act of naming. If the relation of symbol to thing symbolized be considered as anything other than a sign calling forth a response, then this relation is “wrong.” Say whatever you like about a pencil, Korzybski used to say, but never say it is a pencil. The word is not the thing, said Chase; you can’t eat the word oyster. According to some semanticists, the advent of symbolization is a major calamity in the history of the human race. Their predicament is not without its comic aspects. Here are scientists occupied with a subject matter of which they, the scientists, disapprove. For the sad fact is that we shall continue to say “This is a pencil” rather than “This object I shall refer to in the future by the sound pencil. ”
By the semanticists’ own testimony we are face to face with an extraordinary phenomenon — even though it be “wrong.” But if, instead of deploring this act of naming as a calamity, we try to see it for what it is, what can we discover?
When I name an unknown thing or hear the name from you, a remarkable thing happens. In some sense or other, the thing is said to “be” its name or symbol. The semanticists are right: this round thing is certainly not the word ball. Yet unless it becomes, in some sense or other, the word ball in our consciousness, we will never know the ball! Cassirer’s thesis was that everything we know we know through symbolic media, whether words, pictures, formulae, or theories. As Mrs. Langer put it, symbols are the vehicles of meaning.
The transformation of word into thing in our consciousness can be seen in the phenomenon of false onomatopoeia. The words limber, flat, furry, fuzzy, round, yellow, sharp sound like the things they signify, not because the actual sounds resemble the thing or quality, but because the sound has been transformed in our consciousness to “become” the thing signified. If you don’t believe this, try repeating one of these words several dozen times: All at once it will lose its magic guise as symbol and become the poor drab vocable it really is.
This modern notion of the symbolic character of our awareness turns out to have a very old history, however. The Scholastics, who incidentally had a far more adequate theory of symbolic meaning in some respects than modern semioticists, used to say that man does not have a direct knowledge of essences as do the angels but only an indirect knowledge, a knowledge mediated by symbols. John of St. Thomas observed that symbols come to contain within themselves the thing symbolized in alio esse, in another mode of existence.
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