Jared Diamond - Guns, Germs & Steel
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Guns, Germs & Steel: краткое содержание, описание и аннотация
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Z 8 8 • GUNS, GERMS, AND STEEL
a temporary truce to come to the borders of their tiny territory in order to exchange some trade items and brides with the next band. Such spatial realities require that densely populated regions support large and complexly organized societies.
Considerations of conflict resolution, decision making, economics, and space thus converge in requiring large societies to be centralized. But centralization of power inevitably opens the door—for those who hold the power, are privy to information, make the decisions, and redistribute the goods—to exploit the resulting opportunities to reward themselves and their relatives. To anyone familiar with any modern grouping of people, that's obvious. As early societies developed, those acquiring centralized power gradually established themselves as an elite, perhaps originating as one of several formerly equal-ranked village clans that became "more equal" than the others.
Thosearethe reasons why large societies cannot function with band organization and instead are complex kleptocracies. But we are still left with the question of how small, simple societies actually evolve or amalgamate into large, complex ones. Amalgamation, centralized conflict resolution, decision making, economic redistribution, and kleptocratic religion don't just develop automatically through a Rousseauesque social contract. What drives the amalgamation?
In part, the answer depends upon evolutionary reasoning. I said at the outset of this chapter that societies classified in the same category are not all identical to each other, because humans and human groups are infinitely diverse. For example, among bands and tribes, the big-men of some are inevitably more charismatic, powerful, and skilled in reaching decisions than the big-men of others. Among large tribes, those with stronger big-men and hence .greater centralization tend to have an advantage over those with less centralization. Tribes that resolve conflicts as poorly as did the Fayu tend to blow apart again into bands, while ill-governed chief-doms blow apart into smaller chiefdoms or tribes. Societies with effective conflict resolution, sound decision making, and harmonious economic redistribution can develop better technology, concentrate their military power, seize larger and more productive territories, and crush autonomous smaller societies one by one.
Thus, competition between societies at one level of complexity tends to
FROM EGALITARIANISM TO KLEPTOCRACY • 189
lead to societies on the next level of complexity if conditions permit. Tribes conquer or combine with tribes to reach the size of chiefdoms, which conquer or combine with other chiefdoms to reach the size of states, which conquer or combine with other states to become empires. More generally, large units potentially enjoy an advantage over individual small units if— and that's a big "if"—the large units can solve the problems that come with their larger size, such as perennial threats from upstart claimants to leadership, commoner resentment of kleptocracy, and increased problems associated with economic integration.
The amalgamation of smaller units into larger ones has often been documented historically or archaeologically. Contrary to Rousseau, such amalgamations never occur by a process of unthreatened little societies freely deciding to merge, in order to promote the happiness of their citizens. Leaders of little societies, as of big ones, are jealous of their independence and prerogatives. Amalgamation occurs instead in either of two ways: by merger under the threat of external force, or by actual conquest. Innumerable examples are available to illustrate each mode of amalgamation.
Merger under the threat of external force is well illustrated by the formation of the Cherokee Indian confederation in the U.S. Southeast. The Cherokees were originally divided into 30 or 40 independent chiefdoms, each consisting of a village of about 400 people. Increasing white settlement led to conflicts between Cherokees and whites. When individual Cherokees robbed or assaulted white settlers and traders, the whites were unable to discriminate among the different Cherokee chiefdoms and retaliated indiscriminately against any Cherokees, either by military action or by cutting off trade. In response, the Cherokee chiefdoms gradually found themselves compelled to join into a single confederacy in the course of the 18th century. Initially, the larger chiefdoms in 1730 chose an overall leader, a chief named Moytoy, who was succeeded in 1741 by his son. The first task of these leaders was to punish individual Cherokees who attacked whites, and to deal with the white government. Around 1758 the Chero-kees regularized their decision making with an annual council modeled on previous village councils and meeting at one village (Echota), which thereby became a de facto "capital." Eventually, the Cherokees became "terate (as we saw in Chapter 12) and adopted a written constitution.
The Cherokee confederacy was thus formed not by conquest but by the malgamation of previously jealous smaller entities, which merged only
290 • GUNS, GERMS, AND STEEL
when threatened with destruction by powerful external forces. In much the same way, in an example of state formation described in every American history textbook, the white American colonies themselves, one of which (Georgia) had precipitated the formation of the Cherokee state, were impelled to form a nation of their own when threatened with the powerful external force of the British monarchy. The American colonies were initially as jealous of their autonomy as the Cherokee chiefdoms, and their first attempt at amalgamation under the Articles of Confederation (1781) proved unworkable because it reserved too much autonomy to the ex-colonies. Only further threats, notably Shays's Rebellion of 1786 and the unsolved burden of war debt, overcame the ex-colonies' extreme reluctance to sacrifice autonomy and pushed them into adopting our current strong federal constitution in 1787. The 19th-century unification of Germany's jealous principalities proved equally difficult. Three early attempts (the Frankfurt Parliament of 1848, the restored German Confederation of 1850, and the North German Confederation of 1866) failed before the external threat of France's declaration of war in 1870 finally led to the princelets' surrendering much of their power to a central imperial German government in 1871.
The other mode of formation of complex societies, besides merger under threat of external force, is merger by conquest. A well-documented example is the origin of the Zulu state, in southeastern Africa. When first observed by white settlers, the Zulus were divided into dozens of little chiefdoms. During the late 1700s, as population pressure rose, fighting between the chiefdoms became increasingly intense. Among all those chiefdoms, the ubiquitous problem of devising centralized power structures was solved most successfully by a chief called Dingiswayo, who gained ascendancy of the Mtetwa chiefdom by killing a rival around 1807. Dingiswayo developed a superior centralized military organization by drafting young men from all villages and grouping them into regiments by age rather than by their village. He also developed superior centralized political organization by abstaining from slaughter as he conquered other chiefdoms, leaving the conquered chief's family intact, and limiting himself to replacing the conquered chief himself with a relative willing to cooperate with Dingiswayo. He developed superior centralized conflict resolution by expanding the adjudication of quarrels. In that way Dingiswayo was able to conquer and begin the integration of 30 other Zulu chiefdoms. His sue-
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