Jared Diamond - Guns, Germs & Steel
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2. 8 O • GUNS, GERMS, AND STEEL
disposed toward defeated enemies but because the greater economic specialization of states, with more mass production and more public works provided more uses for slave labor. In addition, the larger scale of state warfare made more captives available.
A chiefdom's one or two levels of administration are greatly multiplied in states, as anyone who has seen an organizational chart of any government knows. Along with the proliferation of vertical levels of bureaucrats, there is also horizontal specialization. Instead of konohiki carrying out every aspect of administration for a Hawaiian district, state governments have several separate departments, each with its own hierarchy, to handle water management, taxes, military draft, and so on. Even small states have more complex bureaucracies than large chiefdoms. For instance, the West African state of Maradi had a central administration with over 130 titled offices.
Internal conflict resolution within states has become increasingly formalized by laws, a judiciary, and police. The laws are often written, because many states (with conspicuous exceptions, such as that of the Incas) have Iiad literate elites, writing having been developed around the same time as the formation of the earliest states in both Mesopotamia and Mesoamerica. In contrast, no early chiefdom not on the verge of statehood developed writing.
Early states had state religions and standardized temples. Many early kings were considered divine and were accorded special treatment in innumerable respects. For example, the Aztec and Inca emperors were both carried about in litters; servants went ahead of the Inca emperor's litter and swept the ground clear; and the Japanese language includes special forms of the pronoun "you" for use only in addressing the emperor. Early kings were themselves the head of the state religion or else had separate high priests. The Mesopotamian temple was the center not only of religion but also of economic redistribution, writing, and crafts technology.
All these features of states carry to an extreme the developments that led from tribes to chiefdoms. In addition, though, states have diverged from chiefdoms m several new directions. The most fundamental such distinction is that states are organized on political and territorial lines, not on the kinship lines that denned bands, tribes, and simple chiefdoms. Furthermore, bands and tribes always, and chiefdoms usually, consist of a single ethnic and linguistic group. States, though—especially so-called empires
FROM EG ALITARIAN1SM TO KLEPTOCRACY • 2. 8 I
formed by amalgamation or conquest of states—are regularly multiethnic and multilingual. State bureaucrats are not selected mainly on the basis of kinship, as in chiefdoms, but are professionals selected at least partly on the basis of training and ability. In later states, including most today, the leadership often became nonhereditary, and many states abandoned the entire system of formal hereditary classes carried over from chiefdoms.
over the past 13,000 years the predominant trend in human society has been .lie replacement of smaller, less complex units by larger, more corr.olex ones. Obviously, that is no more than an average long-term trend, with innumerable shifts in either direction: 1,000 amalgamations for 999 reversals. We know from our daily newspaper that large units (for instance, the former USSR, Yugoslavia, and Czechoslovakia) can disintegrate inco smaller units, as did Alexander of Macedon's empire over 2,000 years ago. More complex units don't always conquer less complex ones but may succumb to them, as when the Roman and Chinese Empires were overrun by "barbarian" and Mongol chiefdoms, respectively. But the long-term trend has stil! been toward large, complex societies, culminating in states.
Obviously, too, part of the reason for states' triumphs over simpler entities when the two collide is that states usually enjoy an advantage of weaponry and other technology, and a large numerical advantage in population. But there are also two other potential advantages inherent in chiefdoms and states. First, a centralized decision maker has the advantage at concentrating troops and resources. Second, the official religions and patriotic fervor of many states make their troops willing to fight suicidally.
The latter willingness is one so strongly programmed into us citizens of modern states, by our schools and churches and governments, that we forget what a radical break it marks with previous human history. Every state has its slogan urging its citizens to be prepared to die if necessary for the state: Britain's '"For King and Country," Spain's "For Dios y Espana," and so on. Similar sentiments motivated 16th-century Aztec warriors: Ihere is nothing like death in war, nothing like the flowery death so precious to Him note 10who gives life: for off I see it. my heart yearns for it!"
Such sentiments are unthinkable in bands and tribes. In all the accounts
2. 8 Z • GUNS, GERMS, AND STEEL
that my New Guinea friends have given me of their former tribal wars there has been not a single hint of tribal patriotism, of a suicidal charge or of any other military conduct carrying an accepted risk of being killed. Instead, raids are initiated by ambush or by superior force, so as to minimize at all costs the risk that one might die for one's village. But that attitude severely limits the military options of tribes, compared with state societies. Naturally, what makes patriotic and religious fanatics such dangerous opponents is not the deaths of the fanatics themselves, but their willingness to accept the deaths of a fraction of their number in order to annihilate or crush their infidel enemy. Fanaticism in war, of the type that drove recorded Christian and Islamic conquests, was probably unknown on Earth until chiefdoms and especially states emerged within the last 6,000 years.
rlow did small, noncentralized, kin-based societies evolve into large centralized ones in which most members are not closely related to each other? Having reviewed the stages in this transformation from bands to states, we now ask what impelled societies thus to transform themselves.
At many moments in history, states have arisen independently—or, as cultural anthropologists say, "pristinely," that is, in the absence of any preexisting surrounding states. Pristine state origins took place at least once, possibly many times, on each of the continents except Australia and North America. Prehistoric states included those of Mesopotamia, North China, the Nile and Indus Valleys, Mesoamerica, the Andes, and West Africa. Native states in contact with European states have arisen from chiefdoms repeatedly in the last three centuries in Madagascar, Hawaii, Tahiti, and many parts of Africa. Chiefdoms have arisen pristinely even more often, in all of the same regions and in North America's Southeast and Pacific Northwest, the Amazon, Polynesia, and sub-Saharan Africa. All these origins of complex societies give us a rich database for understanding their development.
Of the many theories addressing the problem of state origins, the simplest denies that there is any problem to solve. Aristotle considered states the natural condition of human society, requiring no explanation. his error was understandable, because all the societies with which he would have been acquainted—Greek societies of the fourth century B.C.—were
FROM EG ALITARIANISM TO KLEPTOCRACY • 183
states. However, we now know that, as of a.d. 1492, much of the world was instead organized into chiefdoms, tribes, or bands. State formation does demand an explanation.
The next theory is the most familiar one. The French philosopher Jean-Tacques Rousseau speculated that states are formed by a social contract, a rational decision reached when people calculated their self-interest, came to the agreement that they would be better off in a state than in simpler societies, and voluntarily did away with their simpler societies. But observation and historical records have failed to uncover a single case of a state's being formed in that ethereal atmosphere of dispassionate farsightedness. Smaller units do not voluntarily abandon their sovereignty and merge into larger units. They do so only by conquest, or under external duress.
A third theory, still popular with some historians and economists, sets out from the undoubted fact that, in both Mesopotamia and North China and Mexico, large-scale irrigation systems began to be constructed around the time that states started to emerge. The theory also notes that any big, complex system for irrigation or hydraulic management requires a centralized bureaucracy to construct and maintain it. The theory then turns an observed rough correlation in time into a postulated chain of cause and effect. Supposedly, Mesopotamians and North Chinese and Mexicans foresaw the advantages that a large-scale irrigation system would bring them, even though there was at the time no such system within thousands of miles (or anywhere on Earth) to illustrate for them those advantages. Those farsighted people chose to merge their inefficient little chiefdoms into a larger state capable of blessing them with large-scale irrigation.
However, this "hydraulic theory" of state formation is subject to the same objections leveled against social contract theories in general. More specifically, it addresses only the final stage in the evolution of complex societies. It says nothing about what drove the progression from bands to tribes to chiefdoms during all the millennia before the prospect of large-scale irrigation loomed up on the horizon. When historical or archaeological dates are examined in detail, they fail to support the view of irrigation as the driving force for state formation. In Mesopotamia, North China, Mexico, and Madagascar, small-scale irrigation systems already existed e ore tne "se of states. Construction of large-scale irrigation systems did not accompany the emergence of states but came only significantly later in ac of those areas. In most of the states formed over the Maya area of
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