Douglas Hofstadter - I Am a Strange Loop

Patterns as Causes

I hope that in light of these images, Roger Sperry’s comments about “the population of causal forces” and “overall organizational forces and dynamic properties” in a complex system like the brain or the chainium have become clearer. For instance, let us try to answer the question, “Can the primality of 641 really play a causal role in a physical system?” Although 641’s primality is obviously not a physical force, the answer nonetheless has to be, “Yes, it does play a causal role, because the most efficient and most insight-affording explanation of the chainium’s behavior depends crucially on that notion.” Deep understanding of causality sometimes requires the understanding of very large patterns and their abstract relationships and interactions, not just the understanding of microscopic objects interacting in microscopic time intervals.

I have to emphasize that there’s no “extra” physical (or extra-physical) force here; the local, myopic laws of physics take care of everything on their own, but the global arrangement of the dominos is what determines what happens, and if you notice (and understand) that arrangement, then an insight-giving shortcut to the answer of the non-falling domino in the divisor stretch (as well as the falling domino in the prime stretch) is served to you on a silver platter. On the other hand, if you don’t pay attention to that arrangement, then you are doomed to taking the long way around, to understanding things only locally and without insight. In short, considering 641’s primality as a physical cause in our domino chainium is analogous to considering a gas’s temperature as a physical cause ( e.g., of the amount of pressure it exerts against the walls of its container).

Indeed, let us think for a moment about such a gas — a gas in a cylinder with a movable piston. If the gas suddenly heats up (as occurs in any cylinder in your car engine when its spark plug fires), then its pressure suddenly increases and therefore (note the causal word) the piston is suddenly shoved outwards. Thus combustion engines can be built.

What I just told is the story at a gross (thermodynamic) level. Nobody who designs combustion engines worries about the fine-grained level — that of molecules. No engineer tries to figure out the exact trajectories of 1023 molecules banging into each other! The locations and velocities of individual molecules are simply irrelevant. All that matters is that they can be counted on to collectively push the piston out. Indeed, it doesn’t matter whether they are molecules of type X or type Y or type Z — pressure is pressure, and that’s all that matters. The explosion — a high-level event — will do its job in heating the gas, and the gas will do its job in pushing the piston. This high-level description of what happens is the only level of description that is relevant, because all the microdetails could be changed and exactly the same thing (at least from the human engineer’s point of view) would still happen.

The Strange Irrelevance of Lower Levels

This idea — that the bottom level, though 100 percent responsible for what is happening, is nonetheless irrelevant to what happens — sounds almost paradoxical, and yet it is an everyday truism. Since I want this to be crystal-clear, let me illustrate it with one more example.

Consider the day when, at age eight, I first heard the fourth étude of Chopin’s Opus 25 on my parents’ record player, and instantly fell in love with it. Now suppose that my mother had placed the needle in the groove a millisecond later. One thing for sure is that all the molecules in the room would have moved completely differently. If you had been one of those molecules, you would have had a wildly different life story. Thanks to that millisecond delay, you would have careened and bashed into completely different molecules in utterly different places, spun off in totally different directions, and on and on, ad infinitum. No matter which molecule you were in the room, your life story would have turned out unimaginably different. But would any of that have made an iota of difference to the life story of the kid listening to the music? No — not the teensiest, tiniest iota of difference. All that would have mattered was that Opus 25, number 4 got transmitted faithfully through the air, and that would most surely have happened. My life story would not have been changed in any way, shape, or form if my mother had put the needle down in the groove a millisecond earlier or later. Or a second earlier or later.

Although the air molecules were crucial mediating agents for a series of high-level events involving a certain kid and a certain piece of music, their precise behavior was not crucial. Indeed, saying it was “not crucial” is a ridiculous understatement. Those air molecules could have done exactly the same kid–music job in an astronomical number of different but humanly indistinguishable fashions. The lower-level laws of their collisions played a role only in that they gave rise to predictable high-level events (propagation of the notes in the Chopin étude to little Douggie’s ear). But the positions, speeds, directions, even the chemical identity of the molecules — all of this was changeable, and the high-level events would have been the same. It would have been the same music to my ears. One can even imagine that the microscopic laws of physics could have been different — what matters is not the detailed laws but merely the fact that they reliably give rise to stable statistical consequences.

Flip a quarter a million times and you’ll very reliably get within one percent of 500,000 heads. Flip a penny the same number of times, and the same statement holds. Use a different coin on every flip — dimes, quarters, new pennies, old pennies, buffalo nickels, silver dollars, you name it — and still you’ll get the same result. Shave your penny so that its outline is hexagonal instead of circular — no difference. Replace the hexagonal outline by an elephant shape. Dip the penny in apple butter before each flip. Bat the penny high into the air with a baseball bat instead of tossing it up. Flip the penny in helium gas instead of air. Do the experiment on Mars instead of Earth. These and countless other variations on the theme will not have any effect on the fact that out of a million tosses, within one percent of 500,000 will wind up heads. That high-level statistical outcome is robust and invariant against the details of the substrate and the microscopic laws governing the flips and bounces; the high-level outcome is insulated and sealed off from the microscopic level. It is a fact in its own right, at its own level.

That is what it means to say that although what happens on the lower level is responsible for what happens on the higher level, it is nonetheless irrelevant to the higher level. The higher level can blithely ignore the processes on the lower level. As I put it in Chapter 2, “Our existence as animals whose perception is limited to the world of everyday macroscopic objects forces us, quite obviously, to function without any reference to entities and processes at microscopic levels. No one really knew the slightest thing about atoms until only about a hundred years ago, and yet people got along perfectly well.”

A Hat-tip to the Spectrum of Unpredictability

I am not suggesting that the invisible, swarming, chaotic, microscopic level of the world can be totally swept under the rug and forgotten. Although in many circumstances we rely on the familiar macroworld to be completely predictable to us, there are many other circumstances where we are very aware of not being able to predict what will happen. Let me first, however, make a little list of some sample predictables that we rely on unthinkingly all the time.